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TO LEARN MORE ABOUT NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC AND ITS FINANCIAL REPRESENTATIVES, VISIT: FINRA BROKERCHECK

Visit our CLIENT RELATIONSHIP SUMMARIES (Form CRS) which provide brief information about our firms that provide brokerage services and advisory services.

Securities and Mutual Fund orders can only be placed by phone or in person. We will not process orders sent electronically, including but not limited to, communications sent via the Internet, mobile and cellular technologies, and electronic mail. Also, communications transmitted by you electronically represents your consent to two-way communication by electronic means. If you receive communications in error, please contact the sender and delete the material from any electronic means on which it exists.

© 2024 The Northwestern Mutual Life Insurance Company. All rights reserved. 720 East Wisconsin Avenue, Milwaukee, Wisconsin 53202-4797 - (414) 271-1444.

Depending on the products and/or services being recommended or considered, refer to the appropriate disclosure brochure for important information on the Northwestern Mutual Wealth Management Company, its services, fees and conflicts of interest before investing. To obtain a copy of one or more of these brochures, contact your representative.

James Lynch DiNardo, Alex Felipe Klein, Kevin Robert Luchetta, John Parisi, Stephen Andrew Schwartz, Stephen Atkinson, Margarita Konnov, Brandon Ikaika Luke, Michael Jay Pezzuto, Susan Ruhland and Lucas Guido Scocchia use Pioneer Financial as a marketing name for doing business as representatives of Northwestern Mutual. Pioneer Financial is not a registered investment adviser, broker-dealer, insurance agency or federal savings bank. Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM) (life and disability insurance, annuities, and life insurance with long-term care benefits) and its subsidiaries. James Lynch DiNardo, Alex Felipe Klein, Kevin Robert Luchetta, John Parisi, Stephen Andrew Schwartz, Stephen Atkinson, Margarita Konnov, Brandon Ikaika Luke, Michael Jay Pezzuto, Susan Ruhland and Lucas Guido Scocchia provide investment advisory services as Advisors of Northwestern Mutual Wealth Management Company® (NMWMC), Milwaukee, WI, a subsidiary of NM and federal savings bank. James Lynch DiNardo, Alex Felipe Klein, Kevin Robert Luchetta, John Parisi, Stephen Andrew Schwartz and Brandon Ikaika Luke are Agents of Northwestern Long Term Care Insurance Company, Milwaukee, WI, (long-term care insurance) a subsidiary of NM. James Lynch DiNardo, Alex Felipe Klein, Kevin Robert Luchetta, John Parisi, Stephen Andrew Schwartz, Stephen Atkinson, Margarita Konnov, Brandon Ikaika Luke, Michael Jay Pezzuto, Susan Ruhland and Lucas Guido Scocchia provide investment brokerage services as Registered Representatives of Northwestern Mutual Investment Services, LLC (NMIS), a subsidiary of NM, registered investment adviser, broker-dealer and member FINRA (finra.org) and SIPC (sipc.org). James Lynch DiNardo, Alex Felipe Klein, Kevin Robert Luchetta, John Parisi, Stephen Andrew Schwartz, Brandon Ikaika Luke, Michael Jay Pezzuto, Susan Ruhland and Lucas Guido Scocchia are Insurance Agents of NM.

Northwestern Mutual Private Client Group is a select group of Northwestern Mutual advisors and representatives. Northwestern Mutual Private Client Group is not a registered investment adviser, broker-dealer, insurance agency, federal savings bank or other legal entity.

The products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial advisors and representatives. Financial advisors and representatives and their staff might not represent all entities shown or provide all the products or services discussed on this website. Not all products and services are available in all states. Not all Northwestern Mutual representatives are advisors. Only those representatives with "Advisor" in their title or who otherwise disclose their status as an advisor of NMWMC are credentialed as NMWMC representatives to provide investment advisory services.

James Lynch DiNardo, Alex Felipe Klein, John Parisi, Brandon Ikaika Luke, Michael Jay Pezzuto and Lucas Guido Scocchia are primarily licensed in NY and may be licensed in other states. Kevin Robert Luchetta and Stephen Andrew Schwartz are primarily licensed in CT and may be licensed in other states. Susan Ruhland is primarily licensed in WI and may be licensed in other states.

James Lynch DiNardo CA License: 0F47474
Alex Felipe Klein CA License: 0H01503 NPN: 14271743
John Parisi CA License: 0C27363 NPN: 1017378
Stephen Andrew Schwartz CA License: 0G74170

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.

The Chartered Advisor for Senior Living (CASL®) designation is conferred by The American College of Financial Services.

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